
Asset and Wealth Management- Salt Lake City- Associate, Ongo
SALT LAKE CITY, UTJobSeen 5 days agoSeen in employer's feed 5 days ago
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At a glance
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Job overview
The Associate, Ongoing Client Readiness role monitors regulatory requirements for client due diligence and applies guidance to operational activities. It verifies client information and documentation, assesses and escalates risks, and supports improvements to due diligence and compliance workflows. The role also collaborates with legal, compliance, and other stakeholders and manages time-sensitive requests while meeting service-level expectations.
Skills & qualifications
Skills
Qualifications
Full job description
Job Duties: Associate, Ongoing Client Readiness with Goldman Sachs and Co. LLC in Salt Lake City, Utah. Monitor and remain current on evolving regulatory requirements related to Client Due Diligence (CDD), Know Your Customer (KYC), Customer Identification Program (CIP), and AntiMoney Laundering (AML), and apply regulatory guidance to daily operational activities. Contribute to process improvement initiatives by identifying inefficiencies and supporting enhancements to due diligence and compliance workflows. Maintain a strong understanding of business processes, timelines, and risk considerations associated with client onboarding and ongoing due diligence, ensuring consistent adherence to compliance standards. Verify, validate, and authenticate client information, documentation, and legal entity agreements for new and existing clients to ensure accuracy, completeness, and regulatory compliance. Collaborate with crossfunctional partners, including legal, compliance, and internal stakeholders, to exchange risk assessment information and respond to inquiries. Identify, analyze, and assess potential risk factors, inconsistencies, or discrepancies in client data and escalate issues in accordance with internal policies and procedures. Exercise sound business judgment to prioritize workload, manage timesensitive requests, and meet servicelevel expectations in a fastpaced environment. Job Requirements: Master's degree (U.S. or foreign equivalent) in Finance, Business Administration, Accounting, Regulatory Science, or related field and one (1) year of experience in job offered or a related role OR Bachelor's degree (U.S. or foreign equivalent) in Finance, Business Administration, Accounting, Regulatory Science, or related field and three (3) years of experience in job offered or a related role. Prior employment must include one (1) year of experience (with a Master's) or three (3) years of experience (with a Bachelor's) with: utilizing Alteryx to run data analysis and build workflows; utilizing SQL to prepare and run queries for items related to Rolling Review; utilizing project management skills including application enhancements, including overall User Acceptance Testing (UAT), test script generation, and coordination of testing with business stakeholders; identifying risks inherent in daily business process and driving initiatives to design controls and to mitigate risk while seeking Straight-Through-Processing (STP) workflows; analyzing and solving reference data discrepancies and exceptions management; and assisting with designing test documents, executing test scripts, and monitoring production environment roll outs. The Goldman Sachs Group, Inc., 2026. All rights reserved. Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veteran status, disability, or any other characteristic protected by applicable law. The Goldman Sachs Group, Inc., 2018. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.
How this job compares
Set against the 2,722 open Compliance jobs on Olive Jobs, counted October 27, 2026.
- Pay
- This postingNot listed
- US median$115–179K/yr1,803 salary ranges
- US median$24–27/hr157 hourly ranges
- Openings
- Olive Jobs lists 30 open Compliance jobs in Utah and 2,722 across the US. 7% of them nationwide are listed as remote or flexible.
- Hiring the most in Utah
- GOLDMAN SACHS & CO. LLC (this employer)5 open
- University of Utah3 open
- BambooHR2 open
- Experience
- This posting asks for at least 1 year of experience — less than three in four Compliance postings that state a minimum ask for (median 5 years, across 2,293 postings).
- Education
- 1,232 of the 2,722 open Compliance jobs (45%) ask for a bachelor's degree or higher.
Counted across the open, public US postings on Olive Jobs on October 27, 2026. Pay medians are the middle values of the low ends and of the high ends of postings that list both ends of a range in the same cadence (a yearly salary or an hourly rate); a range's midpoint is halfway between its ends. Pay and experience figures resting on fewer than 20 postings are left out.
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