Bank Compliance Officer

CTBC BANK CO., LTD.

NEW YORK, NYJobSeen 4 days agoSeen in employer's feed 4 days ago

NEW YORK, NYJobNo compensation foundSeen 4 days agoSeen in employer's feed 4 days ago

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At a glance

Compensation

No compensation found

Location

NEW YORK, NY

Work Authorization

Not specified

Olive lists jobs from US employers, including remote roles you can work from the United States.

Requirements

Credentials this posting asks for.

Master's degree

Job overview

The Bank Compliance Officer reviews transaction-monitoring AML and OFAC sanctions alerts, supports AML reporting and branch risk evaluations, and contributes to annual compliance initiatives. The role also facilitates monthly AMLOC sessions and supports the Chief Compliance Officer with legal and regulatory research and Head Office initiatives. Candidates must have a relevant master's degree, two years of banking or financial-industry compliance experience, and specified coursework.

Skills & qualifications

RequiredNice to have

Skills

AML Alert ReviewOFAC Alert ReviewUS Patriot Act ReviewsAML ReportingAMLOC FacilitationRisk EvaluationOFAC CalibrationScenario TuningModel ValidationLegal ResearchRegulatory Research

Qualifications

Master's in Law, Finance, or Business Administration2 Years Compliance ExperienceUS Banking Structure and Regulation CourseworkGovernance and Compliance Sanction and Risk Management Coursework

Full job description

Conduct review of transaction monitoring Anti-Money Laundering (AML) alerts and the Office of Foreign Assets Control (OFAC) sanctions alerts escalations. 2. Conduct US Patriot Act Sections 311 and 314A reviews 3. Help prepare AML reports for the head office compliance department and branch management. 4. Facilitate monthly AMLOC sessions and the reporting of metrics, which includes the documentation and filings necessary for monitoring and preventing financial offenses such as terrorist financing and money laundering. 5. Provide support in performing the Branch's yearly risk evaluations concerning BSA (The Bank Secrecy Act), AML, and PFAC. 6. Contribute to yearly compliance initiatives, encompassing OFAC calibration, scenario tuning, and model validation. 7. Support the Chief Compliance Officer with specialized tasks, including conducting legal and regulatory research and coordinating the Branch's participation in various Head Office initiativesMinimum requirements: * Master of law, finance or business administration * Two years of work experience in a compliance position in the banking/financial industry * Must have courses in US banking Structure and Regulation and Governance and Compliance Sanction and Risk Management. Mail resume to 521 5th Ave., 11th Floor, New York, NY 10175 Attn HR

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