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Branch Chief

Securities and Exchange Commission

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At a glance

Compensation
No compensation found
Location
MULTIPLE LOCATIONS
Work Authorization
Not specified

Requirements

Credentials this posting asks for.

Active Bar Membership In Any US State Or Territory

Job overview

The SEC Division of Examinations seeks a Supervisory Attorney‑Adviser Branch Chief for the Technology Controls Program, responsible for supervising staff, planning and conducting IT security audits, providing expert guidance on cybersecurity programs, and developing policies and long‑range plans for IT security systems.

Skills & qualifications

RequiredNice to have

Skills

IT Security AuditsCybersecurityProgramming LanguagesServerWebApplicationsNetworkLegal AdviceProgram Management

Qualifications

J.D. Or LL.B. DegreeActive Bar Membership in Any US State or TerritoryOne Year Specialized Experience Equivalent to GS/SK‑13 Level

Full job description

Summary The Division of Examinations is seeking a Supervisory Attorney-Adviser, SK-905-15 (Branch Chief) in the Technology Controls Program (TCP) and will be located in one of the listed locations. As a Branch Chief in the Cybersecurity Program Operations Branch within Technology Controls Program (TCP), you will join a well-respected team that is responsible for conducting examinations of entities subject to Regulation Systems Compliance and Integrity (SCI). Responsibilities In this role as a Branch Chief, you will be responsible for: Supervising and managing staff within the Branch including providing administrative and technical supervision necessary for accomplishing the work of the unit; Assisting in the planning and conducting of IT security audits of financial industry participants; Providing expert advice and guidance on broad projects and programs with national impact related to SEC's Technology Controls program; Providing authoritative guidance related to the securities industry IT security programs; Developing policies, guidelines, and standards for the evaluation and monitoring of the securities markets' information technology ecosystems and governance; and Developing long-range plans for IT security systems that anticipate, identify, evaluate, mitigate, and minimize security risks associated with IT systems vulnerabilities. Requirements Conditions of Employment Qualifications Applicants are responsible for confirming all required materials are submitted by the closing date of the announcement. Please check the How You Will Be Evaluated and Required Documents sections carefully, as missing documents will render the application incomplete and ineligible for review. Qualifying experience may be obtained in the private or public sector. Experience refers to paid and unpaid experience, including volunteer work done through National Service programs (e.g., Peace Corps, AmeriCorps) and other organizations (e.g., professional, philanthropic, religious, spiritual, community, student, social). Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience. Qualifying education must have been obtained from an accredited college or university recognized by the U.S. Department of Education. All qualification requirements must be met by the closing date of this announcement. BASIC REQUIREMENT: All applicants must possess the following J.D. or LL.B. degree --AND-- Active membership of the bar in good standing in any state, territory of the United States, the District of Columbia, or the commonwealth of Puerto Rico. (Note: proof of bar membership will be required before entry on duty. MINIMUM QUALIFICATION REQUIREMENT: In addition to meeting the basic requirement, applicants must also meet the minimum qualification requirement. SK-15: Applicant must have one year of specialized experience equivalent to the GS/SK-13 level. Specialized experience includes: Providing legal advice on issues related to the rules and policies of Federal securities laws and acts relating to self-regulatory exchanges, broker-dealers, or investment advisers; AND Collaborating with senior management to devise long-range plans for efficient program implementation and administration; Implementing solutions to address problem areas related to cybersecurity/cybertechnology.; AND Leading a team that is responsible for deploying, supporting, or auditing technology solutions employed in the securities market. ACCOMPLISHMENT RECORD COMPETENCIES: Your Accomplishment Record narratives should address the following competencies. See the How You Will Be Evaluated section below for more information: Competency 1: Information Gathering: Ability to gather and process large amounts of information and make connections to understand possible deficiencies. Competency 2: Technology Expertise: Knowledge of the principles and methods of specialized technologies, tools, and delivery systems, including security, risk management, governance, functionality, and user interface in area of expertise (e.g., programming languages, server, web, applications, network). Competency 3:Teamwork and Collaboration: Interacts with internal and external others in a manner that advances examinations and SEC goals and objectives. Competency 4: Program Management: Ability to develop and execute programs to deliver results that efficiently and effectively meet SEC's mission, strategic plan and goals, with little or no guidance. Education You MUST provide transcripts or other documentation to support your educational claims. Unless otherwise stated: (1) official or unofficial transcripts are acceptable, or (2) you may submit a list with all your courses, grades, semester, year, and credit for the course. If you are qualifying for this position by substituting education or training for experience, you must submit a copy of your unofficial transcripts or equivalent by the closing date of the announcement. Qualifying education must have been obtained from an accredited college or university recognized by the U.S. Department of Education. Internal Applicants: OHR will verify education qualifications for internal applicants using documents in the Electronic Official Personnel Folder (eOPF). If required transcripts or certificates are not present in your eOPF, you will be required to provide them to OHR. If selected, a start date will not be established until official transcripts are received. FOREIGN EDUCATION: If you are using education completed in foreign colleges or universities to meet the qualification requirements, you must show the education credentials have been evaluated by a private organization that specializes in interpretation of foreign education programs. For more information, click here. Applicants may also find the following helpful: National Association of Credential Evaluation Services (NACES) is an association of 19 credential evaluation services with admission standards and an enforced code of good practice. Association of International Credentials Evaluators (AICE) is an association of 10 credential evaluation services with a board of advisors and an enforced code of ethics. Additional Information Supplementary vacancies may be filled in addition to the number stated in this announcement and may be filled from any division or office within the agency. SEC COMPENSATION PROGRAM: Total salary (base pay + locality) is dependent upon duty location. The overall salary range listed above is provided for informational purposes. The pay for current SEC employees will be determined according to the procedures specified in the agency's policy. ] If your selection results in a change in grade from an SK-15 to an SK-16, you will maintain your current salary. IMPORTANT INFORMATION FOR SURPLUS OR DISPLACED FEDERAL EMPLOYEES: Career Transition Assistance Plan (CTAP) is available to individuals who have special priority selection rights under this plan. Individuals must be minimally qualified for this position to receive consideration for special priority selection. CTAP eligibles will be considered minimally qualified if they meet the minimum requirements for this position. Reasonable Accommodation: If you are an applicant who needs a reasonable accommodation to participate in the SEC application process due to a medical disability, please contact [email protected]. For religious-based accommodations, please contact [email protected] . Please be sure to submit your request at least 5 business days in advance of the date you need the requested accommodation. Equal Employment Opportunity (EEO) Information for SEC Job Applicants: For more information, please click here. The Fair Chance Act prohibits specific inquiries concerning an applicant's criminal or credit background unless the hiring agency has made a conditional offer of employment to the applicant. An applicant may submit a complaint, or any other information, to the agency within 30 calendar days of the date of alleged non-compliance by contacting the Legal and Policy Office in the Office of Human Resources at [email protected].

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