VP, Audit- Clearance and Collateral Management (NY, NJ, FL)

Job Description

The Vice President, Audt- Clearance & Collateral Management will perform audits across clearing, settlement, margin, collateral, and securities financing activities that support our customer's capital markets operations. This role is ideal for an auditor who understands how financial institutions manage counterparty risk and ensure proper settlement of securities and cash transactions. Responsibilities:

• Execute audits across collateral management, clearing, settlement, repo operations, and securities financing activities.
• Evaluate controls governing margin calculations, collateral optimization, and counterparty risk management.
• Assess the effectiveness of operational processes supporting capital markets activities.
• Perform risk assessments and identify emerging risks within securities processing functions.
• Document audit findings and provide practical recommendations to management.
• Partner with business leaders to track issue remediation and control enhancements. Leverage analytics and technology to improve audit coverage and efficiency. Compensation for this role is 140-170k per year annually. Compensation may vary based on several factors, including skills, experience, and education. Benefit packages for this role may include generous paid time off, medical and dental insurance offerings, and 401k.

Skills and Requirements

• Bachelor's degree in Accounting, Finance, or related field.

• 7+ years of experience in Internal Audit, Risk Management, Compliance, or Operational Controls within banking or financial services.

• Knowledge of collateral management, margining, securities financing, repo markets, and settlement operations.

• Strong understanding of operational risk and internal control frameworks.

• Experience leading audits from planning through reporting. Strong project management and organizational skills.

• Experience using data analytics, AI tools, SQL, Power BI, or automation technologies.

• Professional certification (CPA, CIA, CFA, CISA).

We are a company committed to creating diverse and inclusive environments where people can bring their full, authentic selves to work every day. We are an equal employment opportunity/affirmative action employer that believes everyone matters. Qualified candidates will receive consideration for employment without regard to race, color, ethnicity, religion, sex (including pregnancy), sexual orientation, gender identity and expression, marital status, national origin, ancestry, genetic factors, age, disability, protected veteran status, military or uniformed service member status, or any other status or characteristic protected by applicable laws, regulations, and ordinances. If you need assistance and/or a reasonable accommodation due to a disability during the application or the recruiting process, please send a request to [email protected].