Fixed Income Operations Advisor

Essential Duties and Responsibilities

• Assist in creating, enhancing, and maintaining the infrastructure to support business operations

within Fixed Income Capital Markets.

• Stays up to date with evolving regulatory changes and market events impacting the business

• Interprets and applies organizational policies and procedures.

• Coordinates the preparation of special analyses and information reports for management

• Participates in establishing objectives and developing processes and procedures to ensure

efficient and timely workflow.

• Performs periodic reporting on work progress, project completions and additional ad-hoc reporting

as needed.

• Balances conflicting resource and priority demands.

• Operates standard office equipment and uses required software applications.

• Performs other duties and responsibilities as assigned.

Knowledge of

• Fundamental concepts, principles, and process of Fixed Income regulatory requirements and needs.

• Investment concepts, practices and procedures used in the securities industry.

• Principles of banking and finance operations.

• Operations and systems in assigned functional area.

• Financial markets and products.

Skill in

• Organization

• Attention to detail

• Interpreting and applying policies and procedures.

• Implementing processes and procedures for efficient and timely workflow.

• Preparing management reports.

• Proven ability to build strong relationships with stakeholders, learn quickly, be flexible and think strategically.

• Operating standard office equipment and using required software applications.

Ability to

• Use analytical and critical thinking skills in reading, interpreting, analyzing and applying information from legal documentation and references.

• Balance conflicting resource and priority demands.

• Maintain currency in assigned area of responsibility.

• Partner with other functional areas to accomplish objectives.

• Performs a variety of operations procedures within Fixed Income.

• Read, interpret, analyze and apply information from job-related publications.

• Organize, manage and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment.

• Communicate effectively, both orally and in writing.

• Work independently as well as collaboratively within a team environment.

• Establish and maintain effective working relationships at all levels of the organization.

Educational/Previous Requirements

• Bachelor’s Degree in Business Administration or other discipline related to assigned functional area and a minimum of two (2) to five (5) years’ experience in assigned function,

• OR ~

• An equivalent combination of education, training or experience.

Licenses/Certifications

• SIE required provided that an exemption or grandfathering cannot be applied.

• Paralegal certification preferred but not required.

• Series 24 preferred but not required.

• Series 7/Series 63 License or appropriate series license(s) for assigned functional area, or International equivalent.

Travel Required

Yes, 5 % of the Time