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Compliance Specialist - Stockbit

Stockbit

Jakarta, IndonesiaFull-timeNo compensation foundPosted 3mo agoVerified open 4 days ago
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At a glance

Compensation
No compensation found
Location
Jakarta, Indonesia
Schedule
Full-time
Work Authorization
Not specified

Requirements

Credentials this posting asks for.

WPPE CertificationBachelor's degree

Job overview

Stockbit is hiring a Compliance Specialist - Stockbit. The Compliance Specialist will join the Sekuritas team to ensure compliance with regulations, internal policies, and industry standards within the capital market and securities industry. This role involves working with cross-functional teams to maintain a strong compliance culture.

Key focus areas include Monitor and support compliance with regulations issued by OJK and other relevant regulatory bodies, Assist in the preparation and submission of regular regulatory reports to OJK and IDX, and Support the handling and documentation of incident reports related to trading violations, operational issues, or potential fraud cases.

Successful candidates bring Bachelor's In Law Or Finance Or Business Administration Or Accounting Or Related Field and Compliance Experience. Important skills include OJK Regulations, Capital Market Regulatory Frameworks, Attention To Detail, Problem Solving, Problem-Solving, and Communication. Preferred (not required): Capital Market Industry Knowledge.

Skills & qualifications

RequiredNice to have

Skills

OJK RegulationsCapital Market Regulatory FrameworksAttention to DetailProblem SolvingCommunicationInterpersonal SkillsManage Multiple TasksIntegrityResponsibilityProfessionalismRegulatory ReportingCompliance DocumentationCapital Market Industry Knowledge

Qualifications

Bachelor's in Law, Finance, Business Administration, Accounting, or Related Field1-3 Years Experience in Compliance, Risk, Audit, Legal, or Related FunctionsWPPE Certification

Full job description

We are looking for a detail-oriented and proactive Compliance Specialist to join our Sekuritas team. In this role, you will support the company in ensuring compliance with applicable regulations, internal policies, and industry standards within the capital market and securities industry. You will work closely with cross-functional teams to help maintain a strong compliance culture across the organization.

Responsibilities

  • Monitor and support compliance with regulations issued by OJK and other relevant regulatory bodies, including IDX, KSEI, and KPEI.

  • Assist in the preparation and submission of regular regulatory reports to OJK and IDX, including monthly, quarterly, and annual reports.

  • Support the handling and documentation of incident reports related to trading violations, operational issues, or potential fraud cases.

  • Help develop, review, and maintain compliance policies, procedures, and internal guidelines.

  • Conduct compliance monitoring and assist in identifying potential compliance risks and improvement areas.

  • Coordinate with internal teams such as Finance, Legal, Operations, and Business to support compliance initiatives and regulatory requirements.

  • Assist in compliance reviews, audits, and investigations, including preparing supporting documentation and reports.

  • Support employee awareness initiatives and compliance training programs to promote a strong culture of compliance.

  • Stay updated on regulatory developments and industry best practices related to the capital market and securities industry.

Requirements

  • Bachelor’s degree in Law, Finance, Business Administration, Accounting, or a related field.

  • 1–3 years of experience in Compliance, Risk, Audit, Legal, or related functions, preferably in the financial services or securities industry.

  • Basic understanding of OJK regulations and capital market regulatory frameworks.

  • Familiarity with regulatory reporting and compliance documentation is a plus.

  • Strong attention to detail, analytical thinking, and problem-solving skills.

  • Good communication and interpersonal skills with the ability to collaborate across teams.

  • Able to manage multiple tasks in a dynamic and fast-paced environment.

  • High level of integrity, responsibility, and professionalism.

  • Having WPPE certification or knowledge of the capital market industry would be an advantage.

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