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Regulatory Compliance Manager (Spanish or Portuguese Speaker)

Trade Republic

Lehi, UTFull-timeNo compensation foundPosted 8mo agoVerified open 3 days ago

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At a glance

Compensation
No compensation found
Location
Lehi, UT
Schedule
Full-time
Work Authorization
Not specified

Job overview

Trade Republic is hiring a Regulatory Compliance Manager (Spanish or Portuguese Speaker). Trade Republic is seeking a Regulatory Compliance Manager to define technical specifications for investment compliance, advise the business on regulatory adherence, and monitor legal norms. This role involves communicating with stakeholders, preparing reports for management and supervisory authorities, and collaborating with other departments. The manager will also engage in continuous training on compliance topics.

Key focus areas include Define technical specifications for investment compliance requirements, Review and optimize relevant business processes, and Advise the business on MiFID II/MiFIR, MAD/MAR, MiCAR, PSD II, SRD II, EMIR.

Successful candidates bring Economics Or Law Or Business Law Degree and Fluency In English Or Spanish Or Portuguese. Important skills include MiFID II/MiFIR, MAD/MAR, MiCAR, PSD II, SRD II, and EMIR.

Skills & qualifications

RequiredNice to have

Skills

MiFID II/MiFIRMAD/MARMiCARPSD IISRD IIEMIRWpHGMaCompMaRiskMaDepotEnglishSpanishPortuguese

Qualifications

Studies in Economics, Law or Business LawSeveral Years Professional Experience in Investment ComplianceSeveral Years Professional Experience in Banking or Financial Services Industry

Benefits

Relocation Assistance

Full job description

Please note that this position is based in Madrid, Spain - relocation support is provided if required.

THE BEST WORK OF YOUR CAREER Trade Republic is the largest savings platform in Europe - we operate in 18 countries, serving +10 million customers who trusted us with over 150B in assets. But we’re striving for more.

We have a bold mission to empower everyone to build wealth with easy, safe, and free access to financial systems. You will have the opportunity to grow your career by collaborating with a team of outstanding talents and state of the art technology to build a lasting, positive future for millions.

WHAT YOU’LL BE DOING

  • Definition of technical specifications related to various investment compliance requirements, ongoing review and optimization of the relevant business processes
  • Advising the business in the areas of MiFID II/MiFIR, MAD/MAR, MiCAR, PSD II, SRD II, EMIR etc. to ensure adherence to the relevant regulatory requirements
  • Monitoring of the development of the relevant regulatory and legal norms, regulatory horizon scanning across the EU member states
  • Communication with internal and external stakeholders in all arising questions regarding investment compliance
  • Preparation of reports for management and for supervisory authorities, processing of inquiries of the EU supervisory authorities
  • Close collaborative cooperation with other departments, in particular Risk, Legal, Finance and People
  • Continuous training in various compliance topics

WHAT WE'RE LOOKING FOR

  • Successfully completed studies in economics, law or business law or comparable studies
  • Ideally, several years of professional experience in the area of investment compliance in auditing or consulting firms, in-depth knowledge of the relevant regulatory and legal requirements, and/or
  • Several years of professional experience in the banking or financial services industry
  • Knowledge of MiFID II/MiFIR, WpHG, MaComp, MaRisk, MaDepot, MiCAR etc. as well as of other prominent EU regulatory frameworks
  • Fluency in English, and either Spanish or Portuguese is necessary

WHY YOU SHOULD APPLY NOW Our culture rewards ownership, excellence, and high energy. We care deeply about outcomes and hold each other accountable - we’re here to win and fix one of the largest challenges Europeans face - closing the pension gap and democratising wealth. If this gets you fired up, reach out!

We believe it’s our team’s varied identities and backgrounds that make us sharper and stronger. We’re committed to creating an environment where everyone feels respected and has equal opportunity to thrive in their careers. For any questions on DEI during the interview process, reach out to your recruitment partner.

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